We are seeking a Regulatory Project Manager to lead the execution of a regulatory initiative, overseeing end-to-end delivery with a focus on compliance, governance, budget management, and sustainable implementation. This is a hybrid role requiring three days onsite each week in Midtown Manhattan.
Client Details
This is a mid-sized company operating in the business services sector with a focus on delivering innovative solutions.
Description
- Lead end-to-end delivery of the SEC Rule 15c3-3 initiative, ensuring alignment to scope, timelines, budget, and quality standards
- Establish project structure, governance, and execution frameworks, maintaining clear stakeholder alignment and accountability
- Drive planning and execution across workstreams, adapting to evolving regulatory requirements and integrating updates as needed
- Manage cross-functional coordination across business, compliance, and technology teams while providing regular status reporting and issue resolution
- Oversee financial tracking and project governance, and lead transition to BAU with formal closure, lessons learned, and sustainability of controls
MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.
Profile
- 10+ years of regulatory project management experience, with strong knowledge of SEC regulations and Broker-Dealer compliance
- Bachelor's degree with a strong academic record; proficient in project management tools and Microsoft Office (Excel, Word, Visio, PowerPoint)
- Strong analytical and structured problem-solving skills, with the ability to adapt in a fast-paced, changing environment
- Proven ability to collaborate across business, compliance, and technology teams with excellent interpersonal skills
- Proactive mindset with the ability to anticipate issues, manage tight timelines, and drive initiatives to successful outcomes
Job Offer
- Opportunity to work with a mid-sized organization in the business services industry.
- Gain valuable experience in regulatory project management within a technology environment.
- Be part of a team committed to excellence and compliance.
If you're ready to take on an exciting challenge in New York, apply now to join the team as a Natixis Regulatory PM!
MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.
About the company
Company website•Financial Services
We help organisations find and develop the talent that matters most. From experienced hires and executive search to volume recruitment and outsourcing, we connect businesses with people who make a real impact.
Our teams use market insight, data and technology to look beyond the brief and deliver results that last. With a strong global network and teams on the ground, we deliver hiring that works, consistently and at scale.
From then to now
For more than 50 years, we’ve helped organisations grow and supported people to build meaningful careers. We stay focused on delivering results that count by bringing the right people together.
Expertise that’s local, reach that’s global
With over 100 offices across 34 countries, we open up opportunities worldwide and give clients access to talent wherever they need it. We cover permanent, temporary, executive search, consulting, advisory and outsourcing across Finance, Marketing, Human Resources, Technology, Engineering and Manufacturing, and Legal.
People you can count on
We’re a people business, and that starts with our own culture. Our consultants are specialists, trusted for their insight and commitment to long term success. People value our service, inclusive culture and responsible approach, and they come back to us throughout their careers.